1. Overview
Tradehills Financial Consultancy Services LLC (“Tradehills” or “the Firm”) is committed to conducting its business with integrity, transparency, and strong compliance standards designed to prevent money laundering, terrorist financing, fraud, sanctions violations, and other unlawful activities.

The Firm maintains internal policies and procedures appropriate to the nature of its regulated activities and business model.

2. Regulatory Compliance
Tradehills Financial Consultancy Services LLC is licensed and regulated by the UAE Capital Markets Authority (“CMA”) (formerly the Securities and Commodities Authority – “SCA”) under a Category 5 license (License Number 20200000263).

The Firm operates under the trade licence name “Tradehills Consultancy Financial Services LLC”. Both names refer to the same legal entity.

The Firm operates in compliance with applicable UAE Anti-Money Laundering (“AML”) and Counter-Terrorist Financing (“CFT”) laws, regulations, and regulatory guidelines.

3. Compliance Framework
Tradehills maintains internal compliance policies, procedures, and controls appropriate to the nature of its regulated activities and business model.

The Firm applies appropriate due diligence, client verification, and compliance measures where required under applicable laws and internal policies.

4. Client Due Diligence
Tradehills applies applicable Know Your Customer (“KYC”), client verification, and sanctions screening procedures in accordance with its regulatory obligations and internal compliance requirements.

The Firm may request identification, verification, or supporting documentation from clients or prospective clients as part of its onboarding and compliance procedures.

5. Compliance Measures
Tradehills applies appropriate compliance and due diligence measures in accordance with applicable regulatory requirements and internal compliance policies.

Additional verification measures may be applied where considered necessary or appropriate.

6. Sanctions Compliance
The Firm is committed to complying with applicable sanctions laws and regulatory requirements.

Tradehills may conduct sanctions and screening checks where required as part of its compliance and onboarding procedures.

7. Monitoring and Reporting
Tradehills maintains internal procedures designed to identify and escalate compliance concerns or suspicious activities where appropriate.

The Firm remains committed to supporting applicable regulatory reporting obligations in accordance with UAE laws and regulatory requirements.

8. Employee Training and Internal Controls
Tradehills promotes a culture of compliance and awareness across the Firm.Relevant personnel receive ongoing compliance awareness and AML/CFT-related guidance appropriate to their roles and responsibilities.

The Firm maintains internal controls designed to support compliance with applicable AML/CFT obligations.

9. Fraud Prevention
Tradehills adopts a zero-tolerance approach toward fraud, unlawful activities, and financial crime.

The Firm reserves the right to decline, restrict, or terminate relationships where compliance concerns arise or where sufficient information cannot be obtained.

10. Regulatory Commitment
Tradehills remains committed to maintaining the integrity of its compliance framework and supporting applicable regulatory standards and obligations.

11. Contact Information
For inquiries related to compliance, financial crime prevention, or regulatory matters, please contact:

Tradehills Financial Consultancy Services LLC
Office 1204
Barqa Al Nisil St, 33 Nahyan 22221
Abu Dhabi, United Arab Emirates

Email: support@trade-hills.com
Website: trade-hills.com